Capitalization of Fantasy Races

MCWilliams

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I have struggled for quite some time with the conundrum of capitalization as it concerns the names of fantasy races. For the longest time I have capitalized many of my non-human race names. This seemed fairly acceptable until I realized that humans were "yet another race", and if the names of the various other races were capitalized, well, Human should be capitalized too. "The five Humans stood at the table waiting for the Scaithi to leave the room," just looks awkward and silly.

But in science-fiction we are often met with capitalization on the names of virtually every alien races. For example, let us make up the name Xorthergon for the multi-tentacled, six-eyed inhabitants of the planet Xortherga. Why then would Xorthergon be capitalize while human would not be capitalized? Because Xortherga is then name of a planet, and Xorthergons are the people from the planet Xortherga. A human from Earth (or Terra) might be called an Earthling, or more often in modern sci-fi, a Terran, but the word “human” would not be capitalized (unless of course the planet Earth changed its name to “Hum”).

But back to the subject of fantasy. Tolkien, as we know, did sometimes capitalize Elf, Dwarf, Hobbit, and Men, but as far as I know he did this only as it pertained to the collective race of Elves, Dwarfs, Hobbits, or Men. When he spoke of a small party of dwarfs or a group of hobbits in the Shire, he did not capitalize their racial name. However, I feel that consistency is key.

Almost universally, the names of species are lower cased, such as dog, cat, wolf, human, with the exception of scientific Latin names (Canis lupus, Homo sapien, etc.). On the other hand, virtually every race name is capitalized (African America, Latino, Caucasian, and so forth), and we also have Vikings, Celts, and so forth. But in the broad context, the very general term for our species, “human”, is never seen capitalized (well, except at the beginning of a sentence).

So why are fantasy race names, such as elf, dwarf, ogre, and so forth, usually lower cased? Which is more correct: elf or Elf; dwarf or Dwarf? Are there any hard and fast rules, or am I just over thinking the problem? Does any have any particular suggestions or insight?
 

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I'm sure some will argue over this for eons, but IMHO, I think it comes down to writer prerogative. The important thing is to remain consistent. If you start capitalizing them, you need to continue capitalizing them throughout the work.
 

Fade

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I think that it doesn't matter that much, but if you want to be 100% grammatically correct, don't capitalize your races because they are common nouns, not proper nouns.
 

Death Wizard

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I'm sure some will argue over this for eons, but IMHO, I think it comes down to writer prerogative. The important thing is to remain consistent. If you start capitalizing them, you need to continue capitalizing them throughout the work.

Agreed. Consistency is the most important thing.
 

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I misread the title of this thread; I thought it said Civilization of Fantasy Races.

That would have been a cool thread.
 

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When dealing with fantasy, I've always worked off the fact that if I never have to capitalize "human" then none of the other races should get any special treatment. Puts them all on an even playing field.

If you were to dig a bit deeper, you'd probably have to capitalize the different sects within a race. Just like you don't capitalize "human" but you have to capitalize "Mexican" or "Canadian."

That's just the way I've talked myself into thinking, but I also stand in agreement with the others here that it usually is completely up to you, the author. I've seen it done many ways, so as long as you're consistent, then you don't have to worry about anything.
 

Shweta

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I guess I'd ask, about any given world: would elf be analogous to cat or to Englishman?

If the former, I wouldn't capitalize. If the latter, I would.
 

MCWilliams

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Excellent advice! I think I've been corrupted by the capitalization of sci-fi races for so long (being that they are proper nouns named after their home planet), it just looks funny to lower case fantasy races. As Fade and Liosse de Velishaf pointed out, racial names in this sense (being categories) are common nouns. Nationalities and culture groups might have proper names.

If I understand correctly, then erring on the side of caution would be to lower case (making it consistent with "human"), and particular cultural and nation groups of course would still be capitalized.
 

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i think if you were saying as a pronoun like "he's a human" then its lowercase. if it is the operative. "that Human is starting to piss me off." then it is capitalized.
 

GeorgeK

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I misread the title of this thread; I thought it said Civilization of Fantasy Races.

That would have been a cool thread.

I misunderstood the title and thought the thread would be about how to make money from Elves, Dwarves, etc.
 

Straka

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I misunderstood the title and thought the thread would be about how to make money from Elves, Dwarves, etc.

Ha! I thought that too.

I agree with being consistant with whatever you do. Personally I say leave humans lower case and racial names upper case.
 

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I presented this exact same question last year and got plenty of conflicting replies. Like you, I think capitalizing Human just doesn't look right. Yet, I capitalize Elf, Dwarf, etc. I don't have time to read every reply here, but I suspect the people who replied before me swing both ways, yes and no.

I don't know the definitive answer, if there is one. I really think it'll be up to which agent or editor you get. If you are worried it will turn off an agent, well, there are a million things that will, and I don't think this issue is worth worrying about over POV, passive voice, spelling, etc.
 

Varthikes

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I always capitalize the names of my races, unless the name is informal. In my current project, I have a dragon-like race. They're actually called Draconians, but the Humans in the story often refer to them informally as dragons.
 

Qelenhn

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I capitalize my races, but most of them are human. There are several races of humans, as we have in real life, and these race names are capitalized much like African American would be. And then the non-human species are capitalized for consistency, and because they are another cultural group with historical and geographical significance (Englishmen, in Shweta's example above) even while they are another species (which would otherwise be more like cat).

Although, now that I think of it, the wolf-men type race that everyone seems to think of as monsters or animals, never gets capitalized. I'm internalizing my characters' prejudices.

I don't think I would capitalize if the races were common things like elf, dwarf or human. Those do seem like common nouns to me, possibly just because they are commonly used. But if you consider the word to contain all the cultural baggage that goes with the terms we use for real life races, then maybe you would want to.
 

Shweta

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If I understand correctly, then erring on the side of caution would be to lower case (making it consistent with "human"), and particular cultural and nation groups of course would still be capitalized.

That's pretty much what I do. Noiade, and Frisian, but human and elf.
 

MCWilliams

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I've thought a lot more about it, considering these answers, and also flipped through the CMS (Chicago Manual of Style) for some answers. It seems Tolkien's method was a good compromise, although he erred on the side of capitalizing. Fantasy race names (especially races unique to a given world) are BOTH common nouns and (in some contexts) proper nouns as well. Tolkien used race names as common nouns in casual use "In a hole there lived a hobbit." But when he spoke of the whole race (as embodied by their history, culture, and language), he treated the names a proper nouns. "The Men of Rohan" or "The Elves who came out the West."

I believe I may adopt this usage, although it is trickier to pull off. Race names will mostly be lower cased, except when I need to referring to the whole race or some cultural aspect of the whole race.
 

Shweta

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I believe I may adopt this usage, although it is trickier to pull off. Race names will mostly be lower cased, except when I need to referring to the whole race or some cultural aspect of the whole race.

Do think about it in terms of voice, too; capitalization like Tolkien used calls for a formal register like Tolkien used. It's a little grand. The story's voice has to match that, with confidence, or it's going to read as silly.

If your writing voice is more conversational or more invisible-tight-third, you will probably want fewer capitals than Tolkien used.
 

MCWilliams

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Yes, that's another good way of looking at it. Most stories will probably use lower case (as common nouns), as I really don't foresee too many places where anyone refers to a whole race (as a proper noun) in any kind of formal manner. But there might be a few cases where that is warranted. Certainly, in world-book writing (the behind-the-scenes "textbook" of the world) it will be used in that manner when referring to the whole race as a distinct culture or people.
 
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Thomas_Anderson

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Keep in mind that while we capitalize the formal nationalities, such as British and African, we do not capitalize the informal generalizations, such as white or black. Going by that logic, if you gave your elves or dwarves fancier, and more formal names, then they'd be capitalized.

That aside, it should also be noted that I think that in the original myths and folklore, elves, dwarves, centaurs, etc. were not capitalized.
 

Pilot

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Yeah, that'd work if it's a modern/futuristic setting, you Homo (sorry, had to). Scientific names for elves would be interesting.

If we could ever realistically quantify the critters, you can bet they'd have Latin tags before the sun set.
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