Nimmy
Cambridge Who's Who
It seems that Matt Proman, Randy Narod's partner at Cambridge Who's Who also had the same problem with the NASD:
Matthew Brian Proman (Registered Representative, Oceanside, New York) submitted an Offer of Settlement pursuant to which he was censured, fined $50,000, and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Proman consented to the described sanctions and to the entry of findings that he arranged to have an impostor take the Series 7 exam on his behalf. The findings also stated that Proman failed to respond to NASD requests to appear for an on-the-record interview or to respond to NASD requests for information.
It seems that Matt Proman, Randy Narod's partner at Cambridge Who's Who also had the same problem with the NASD:
Matthew Brian Proman (Registered Representative, Oceanside, New York) submitted an Offer of Settlement pursuant to which he was censured, fined $50,000, and barred from association with any NASD member in any capacity. Without admitting or denying the allegations, Proman consented to the described sanctions and to the entry of findings that he arranged to have an impostor take the Series 7 exam on his behalf. The findings also stated that Proman failed to respond to NASD requests to appear for an on-the-record interview or to respond to NASD requests for information.